Products: Trouble Filings
The week of October 26, 2026: New distress filings by companies whose offerings were sold through brokers, as filed with the SEC.
Week of October 26, 2026
SEC Filing20261030
Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261030
OpenWorld, Inc.
Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261030
Cyngn Inc.
Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261030
ACTUATE THERAPEUTICS, INC.
Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261029
Propanc Biopharma, Inc.
Filed
20261029
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
Network 1 Financial Securities, Inc.
SEC Filing20261029
Glucotrack, Inc.
Filed
20261029
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261027
SOCKET MOBILE, INC.
Filed
20261027
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261026
Datavault AI Inc.
Filed
20261026
Filing
Form 8-K
Items
Item 4.02 Non-Reliance on Previously Issued Financial Statements
Sold Through (Form D)
Jonathan Gazdak
None
Every entry is quoted exactly as filed and links to its source. A disclosure is something somebody reported, not a finding that anyone did anything wrong. An entry comes down when the record changes, the filing is removed, it is resolved in the advisor's favor, or someone asks for a correction.
