Products: Trouble Filings

The week of October 26, 2026: New distress filings by companies whose offerings were sold through brokers, as filed with the SEC.

Week of October 26, 2026

SEC Filing20261030

Parabolic Technologies, Inc.

Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None

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SEC Filing20261030

OpenWorld, Inc.

Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None

See the original filing

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SEC Filing20261030

Cyngn Inc.

Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None

See the original filing

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SEC Filing20261030

ACTUATE THERAPEUTICS, INC.

Filed
20261030
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None

See the original filing

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SEC Filing20261029

Propanc Biopharma, Inc.

Filed
20261029
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
Network 1 Financial Securities, Inc.

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SEC Filing20261029

Glucotrack, Inc.

Filed
20261029
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None

See the original filing

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SEC Filing20261027

SOCKET MOBILE, INC.

Filed
20261027
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None

See the original filing

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SEC Filing20261026

Datavault AI Inc.

Filed
20261026
Filing
Form 8-K
Items
Item 4.02 Non-Reliance on Previously Issued Financial Statements
Sold Through (Form D)
Jonathan Gazdak None

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Tell Us What Happened

Every entry is quoted exactly as filed and links to its source. A disclosure is something somebody reported, not a finding that anyone did anything wrong. An entry comes down when the record changes, the filing is removed, it is resolved in the advisor's favor, or someone asks for a correction.

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