SEC Filing20261023
Polar Power, Inc.
Filed
20261023
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
Products: Trouble Filings
The week of October 19, 2026: New distress filings by companies whose offerings were sold through brokers, as filed with the SEC.
Week of October 19, 2026
SEC Filing20261023
Medicus Pharma Ltd.
Filed
20261023
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261023
Lunai Bioworks Inc.
Filed
20261023
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261023
Laser Photonics Corp
Filed
20261023
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261023
Innventure, Inc.
Filed
20261023
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
Blueskye Investment Advisers, LLC
Ducera Securities LLC
Grail Partners
Metric Financial, LLC
None
SEC Filing20261023
Dragonfly Energy Holdings Corp.
Filed
20261023
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261023
CIRCLE8 GROUP INC
Filed
20261023
Filing
Form 8-K
Items
Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation
Sold Through (Form D)
Network 1 Financial Securities Inc.
None
TerraNova Capital Equities, Inc.
SEC Filing20261022
SenesTech, Inc.
Filed
20261022
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261021
Alaunos Therapeutics, Inc.
Filed
20261021
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261020
SHF Holdings, Inc.
Filed
20261020
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261020
XWELL, Inc.
Filed
20261020
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
SEC Filing20261019
Scienture Holdings, Inc.
Filed
20261019
Filing
Form 8-K
Items
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
Sold Through (Form D)
None
Every entry is quoted exactly as filed and links to its source. A disclosure is something somebody reported, not a finding that anyone did anything wrong. An entry comes down when the record changes, the filing is removed, it is resolved in the advisor's favor, or someone asks for a correction.