Firms: Enforcement Actions

The week of October 26, 2026: New SEC litigation releases, as the SEC published them.

Week of October 26, 2026

SEC Litigation ReleaseFri, 30 Oct 2026 16:59:50 -0400

Cary Edward Urich

Published
Fri, 30 Oct 2026 16:59:50 -0400
Source
SEC Litigation Release
Summary
Cary Edward Urich

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SEC Litigation ReleaseFri, 30 Oct 2026 16:42:20 -0400

Bran Crudden and Transparent Equity Entrepreneurs, LLC

Published
Fri, 30 Oct 2026 16:42:20 -0400
Source
SEC Litigation Release
Summary
Bran Crudden and Transparent Equity Entrepreneurs, LLC

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SEC Litigation ReleaseFri, 30 Oct 2026 09:32:46 -0400

BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd

Published
Fri, 30 Oct 2026 09:32:46 -0400
Source
SEC Litigation Release
Summary
BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd

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SEC Litigation ReleaseThu, 29 Oct 2026 13:58:22 -0400

Jason R. Anderson; Blox Lending, LLC; Digital Licensing, Inc.; Schad Brannon; Roydon Nelson; and Business Funding Solutions, LLC, Relief Defendant.

Published
Thu, 29 Oct 2026 13:58:22 -0400
Source
SEC Litigation Release
Summary
Jason R. Anderson; Blox Lending, LLC; Digital Licensing, Inc.; Schad Brannon; Roydon Nelson; and Business Funding Solutions, LLC, Relief Defendant.

See the original filing

Tell Us What Happened

Every entry is quoted exactly as filed and links to its source. A disclosure is something somebody reported, not a finding that anyone did anything wrong. An entry comes down when the record changes, the filing is removed, it is resolved in the advisor's favor, or someone asks for a correction.

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