SEC Litigation ReleaseWed, 30 Sep 2026 18:26:36 -0400
Mukesh Asudani
Published
Wed, 30 Sep 2026 18:26:36 -0400
Source
SEC Litigation Release
Summary
Mukesh Asudani
Firms: Enforcement Actions
The week of October 19, 2026: New SEC litigation releases, as the SEC published them.
Week of October 19, 2026
SEC Litigation ReleaseWed, 30 Sep 2026 18:17:57 -0400
Robert Bernardi and Sunil Chandra
Published
Wed, 30 Sep 2026 18:17:57 -0400
Source
SEC Litigation Release
Summary
Robert Bernardi and Sunil Chandra
SEC Litigation ReleaseWed, 30 Sep 2026 17:35:46 -0400
Trevon Brown, Craig Grant, and Michael Noble
Published
Wed, 30 Sep 2026 17:35:46 -0400
Source
SEC Litigation Release
Summary
Trevon Brown, Craig Grant, and Michael Noble
SEC Litigation ReleaseWed, 30 Sep 2026 16:55:14 -0400
Owen E.H. Meyer and Meyer Global Management LLC
Published
Wed, 30 Sep 2026 16:55:14 -0400
Source
SEC Litigation Release
Summary
Owen E.H. Meyer and Meyer Global Management LLC
SEC Litigation ReleaseWed, 30 Sep 2026 14:36:52 -0400
Christopher Kenji Dinelli a/k/a Kenji Dinelli and Jacob David Frankel a/k/a Kobi Frankel
Published
Wed, 30 Sep 2026 14:36:52 -0400
Source
SEC Litigation Release
Summary
Christopher Kenji Dinelli a/k/a Kenji Dinelli and Jacob David Frankel a/k/a Kobi Frankel
SEC Litigation ReleaseWed, 30 Sep 2026 13:10:26 -0400
Travel + Leisure Co.
Published
Wed, 30 Sep 2026 13:10:26 -0400
Source
SEC Litigation Release
Summary
Travel + Leisure Co.
SEC Litigation ReleaseWed, 30 Sep 2026 12:43:30 -0400
Lamar D. Fletcher
Published
Wed, 30 Sep 2026 12:43:30 -0400
Source
SEC Litigation Release
Summary
Lamar D. Fletcher
SEC Litigation ReleaseWed, 21 Oct 2026 10:56:18 -0400
Benjamin Conde
Published
Wed, 21 Oct 2026 10:56:18 -0400
Source
SEC Litigation Release
Summary
Benjamin Conde
SEC Litigation ReleaseWed, 07 Oct 2026 17:40:02 -0400
Himanshu Jindal a/k/a Manish Jindal
Published
Wed, 07 Oct 2026 17:40:02 -0400
Source
SEC Litigation Release
Summary
Himanshu Jindal a/k/a Manish Jindal
SEC Litigation ReleaseWed, 07 Oct 2026 12:44:19 -0400
Robert D. Welsh and Caedrynn E. Conner
Published
Wed, 07 Oct 2026 12:44:19 -0400
Source
SEC Litigation Release
Summary
Robert D. Welsh and Caedrynn E. Conner
SEC Litigation ReleaseWed, 07 Oct 2026 12:35:29 -0400
Kalder Inc. and Gökçe Güven
Published
Wed, 07 Oct 2026 12:35:29 -0400
Source
SEC Litigation Release
Summary
Kalder Inc. and Gökçe Güven
SEC Litigation ReleaseTue, 29 Sep 2026 17:45:00 -0400
Timothy E. Alatorre, Rhonda D. Stevenson, and Above: Space Development Corporation f/k/a Orbital Assembly Corporation
Published
Tue, 29 Sep 2026 17:45:00 -0400
Source
SEC Litigation Release
Summary
Timothy E. Alatorre, Rhonda D. Stevenson, and Above: Space Development Corporation f/k/a Orbital Assembly Corporation
SEC Litigation ReleaseTue, 29 Sep 2026 17:06:47 -0400
Cryptoaiml Ltd.; Cryptoaiml Capital Foundation; TSAI Pro Ltd.; TSAI Capital Foundation
Published
Tue, 29 Sep 2026 17:06:47 -0400
Source
SEC Litigation Release
Summary
Cryptoaiml Ltd.; Cryptoaiml Capital Foundation; TSAI Pro Ltd.; TSAI Capital Foundation<br>
SEC Litigation ReleaseTue, 29 Sep 2026 15:20:25 -0400
Chris Farrant
Published
Tue, 29 Sep 2026 15:20:25 -0400
Source
SEC Litigation Release
Summary
Chris Farrant
SEC Litigation ReleaseTue, 20 Oct 2026 14:55:51 -0400
Siddhi Patel, as Administrator of the Estate of Chirayu Vijay Patel (Deceased)
Published
Tue, 20 Oct 2026 14:55:51 -0400
Source
SEC Litigation Release
Summary
Siddhi Patel, as Administrator of the Estate of Chirayu Vijay Patel (Deceased)
SEC Litigation ReleaseTue, 20 Oct 2026 14:47:40 -0400
Terrance P. Berland and David Michael Scalzo
Published
Tue, 20 Oct 2026 14:47:40 -0400
Source
SEC Litigation Release
Summary
Terrance P. Berland and David Michael Scalzo
SEC Litigation ReleaseTue, 13 Oct 2026 17:21:15 -0400
Matthew Brown and Matthew Brown Companies, LLC
Published
Tue, 13 Oct 2026 17:21:15 -0400
Source
SEC Litigation Release
Summary
Matthew Brown and Matthew Brown Companies, LLC
SEC Litigation ReleaseTue, 06 Oct 2026 19:12:45 -0400
Stephen Kenneth Leech
Published
Tue, 06 Oct 2026 19:12:45 -0400
Source
SEC Litigation Release
Summary
Stephen Kenneth Leech
SEC Litigation ReleaseThu, 08 Oct 2026 11:51:15 -0400
Francis Biller; Raymond Dove; Chester Alvarez; Troy Gran-Brooks; Justin Plaizier; Shredderz International Corp.; Edward Clarke; Lia Patricia Sepulveda Salazar; and Edward Lopez Giraldo
Published
Thu, 08 Oct 2026 11:51:15 -0400
Source
SEC Litigation Release
Summary
Francis Biller; Raymond Dove; Chester Alvarez; Troy Gran-Brooks; Justin Plaizier; Shredderz International Corp.; Edward Clarke; Lia Patricia Sepulveda Salazar; and Edward Lopez Giraldo
SEC Litigation ReleaseThu, 08 Oct 2026 11:38:04 -0400
Darren J. Caris and Caris Investment Partners, Inc.
Published
Thu, 08 Oct 2026 11:38:04 -0400
Source
SEC Litigation Release
Summary
Darren J. Caris and Caris Investment Partners, Inc.
SEC Litigation ReleaseThu, 01 Oct 2026 12:23:51 -0400
Thomas J. Moore, III
Published
Thu, 01 Oct 2026 12:23:51 -0400
Source
SEC Litigation Release
Summary
Thomas J. Moore, III
SEC Litigation ReleaseMon, 19 Oct 2026 12:06:02 -0400
Nihat Cardak
Published
Mon, 19 Oct 2026 12:06:02 -0400
Source
SEC Litigation Release
Summary
Nihat Cardak
SEC Litigation ReleaseFri, 09 Oct 2026 15:41:00 -0400
William Sarris and Joseph Endoso
Published
Fri, 09 Oct 2026 15:41:00 -0400
Source
SEC Litigation Release
Summary
William Sarris and Joseph Endoso
SEC Litigation ReleaseFri, 09 Oct 2026 13:14:02 -0400
Jeremiah Silkowski and SQN Capital Management LLC
Published
Fri, 09 Oct 2026 13:14:02 -0400
Source
SEC Litigation Release
Summary
Jeremiah Silkowski and SQN Capital Management LLC
SEC Litigation ReleaseFri, 02 Oct 2026 18:03:59 -0400
David Reichman et al.
Published
Fri, 02 Oct 2026 18:03:59 -0400
Source
SEC Litigation Release
Summary
David Reichman et al.
Every entry is quoted exactly as filed and links to its source. A disclosure is something somebody reported, not a finding that anyone did anything wrong. An entry comes down when the record changes, the filing is removed, it is resolved in the advisor's favor, or someone asks for a correction.